Hugo Raynaldo Silva

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-10-06

Branch Locations

525 Washington Blvd 20Th Floor, Jersey City, NJ 07310 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
California State University, Dominguez Hills	Carson	CA	08/2015	05/2018
Jpmorgan Chase Bank	Los Angeles	CA	04/2017	08/2018
Jp Morgan Securities Llc	Los Angeles	CA	04/2017	08/2018
Jp Morgan Chase Bank	Los Angeles	CA	05/2013	03/2017
Jp Morgan Securities Llc	Los Angeles	CA	05/2013	03/2017
Td Ameritrade	San Luis Obispo	CA	08/2018	10/2018
Unemployed	Downey	CA	10/2018	11/2018
Ashton Carter	Torrance	CA	11/2018	11/2018
Unemployed	Downey	CA	12/2018	01/2019
Cetera Adviser Networks Llc	El Segundo	CA	01/2019	05/2021
Ally Invest Securities Llc	Lewisville	TX	05/2021	10/2022
Wedbush Securities	Los Angeles	CA	10/2022	Present

2021-10-07 → 2022-10-06

Ally Invest Advisors

Charlotte, NC

San Pedro, CA
2019-03-05 → 2021-05-06

Cetera Wealth Services, Llc

El Segundo, CA
2018-10-01 → 2018-10-04

Td Ameritrade, Inc.

San Luis Obispo, CA
2018-10-01 → 2018-10-04

Td Ameritrade Investment Management, Llc

San Luis Obispo, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-28
S63	Uniform Securities Agent State Law Examination	2013-08-08

Other Firms