Sara Jean Cliff

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → Present
  John Coloso Investments
  Wauwatosa, WI
• 05/2008 → 09/2022
  First Allied Securities, Inc.
  Sandiego, CA
• 07/2016 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Wauwatosa, WI
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-07-13 → 2020-11-12
  First Allied Advisory Services, Inc.
  Wauwatosa, WI

Other Businesses

1. INSURANCE-AGENT-START DATE: 01/30/2008. 2. JOHN COLOSO INVESTMENTS. DBA. EMPLOYEE. STARTED 2/2006. SPEND 128 HOURS PER MONTH, ALL DURING MARKET HOURS, ON THE BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-22
• S63 Uniform Securities Agent State Law Examination
  2006-03-23

Other Names

• Sara Jean Coloso