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Current Employers
Trilogy Capital, Inc.

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-19
CO RA APPROVED 2015-11-23
  • TX RA
    APPROVED_RES
    Since 2021-11-19
  • CO RA
    APPROVED
    Since 2015-11-23

Branch Locations

101 University Blvd, Suite 450, Denver, CO 80206 • United States

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trilogy Financial Services Denver CO 04/2013 12/2025
National Planning Corporation Santa Monica CA 04/2013 11/2017
Trilogy Capital, Inc. Denver CO 11/2015 Present
Lpl Financial Llc Denver CO 11/2017 Present
Trilogy Financial Services Denver CO 01/2026 Present
  • 04/2013 → 12/2025
    Trilogy Financial Services
    Denver, CO
  • 04/2013 → 11/2017
    National Planning Corporation
    Santa Monica, CA
  • 11/2015 → Present
    Denver, CO
  • 11/2017 → Present
    Lpl Financial Llc
    Denver, CO
  • 01/2026 → Present
    Trilogy Financial Services
    Denver, CO
Previous Registrations
  • 2015-06-08 → 2017-11-29
    National Planning Corporation
    Denver, CO
Other Businesses

1. 02/14/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 120 Hours Per Month - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 5/22/2018 - TRILOGY FINANCIAL - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Start Date: 04/15/2013 - 40 Hours Per Month/40 Hours During Securities Trading - Fixed Annuity, Term, Universal Life. 3. 07/05/2022 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/15/2013 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-27
S63 Uniform Securities Agent State Law Examination 2013-11-18
  • S65 Uniform Investment Adviser Law Examination
    2015-05-27
  • S63 Uniform Securities Agent State Law Examination
    2013-11-18
Other Names
  • Michael Fibiger

View on SEC IAPD

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