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254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-10-23 |
| TX | RA | APPROVED | 2019-10-23 |
Branch Locations
254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
2500 E Tc Jester Boulevard Suite 278, Houston, TX 77008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Houston | TX | 10/2019 | Present |
| Golden State Wealth Management, Llc | Houston | TX | 10/2019 | Present |
| Edward Jones | Houston | TX | 01/2014 | 09/2019 |
1. 10/14/2019 - BUR OAK WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 09/19/2019. 2. 10/23/2019 - GOLDEN STATE WEALTH MANAGEMENT, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:10/4/2019 - 160 hrs/mo - 8 hrs during trading - I provide investment advisory services thru Golden State Wealth Management, LLC an independent investment advisor firm.I started this business activity in October 2019. I expect to spend approximately 160 hours per month on this activity.Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/23/2019 - Golden State Wealth Management, LLC - DBA:BUR OAK WEALTH MANAGEMENT LLC - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:10/4/2019 - 160 hrs/mo - 8 hrs during trading - IAR - I provide investment advisory services thru Golden State Wealth Management, LLC an independent investment advisor firm.I started this business activity in October 2019. I expect to spend approximately 160 hours per month on this activity.Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/12/2021 - Houston Mortgage Loans LLC - Investment Related - 777 S. Post Oak Lane, Suite 1727, Houston, TX 77056 - Mortgage/Real Estate Services - Started 01/18/2021 - 30 Hours Per Month/15 Hours During Securities Trading - Providing mortgage brokerage services in the state. 5. 1/26/2022 - Golden State Asset Management, LLC ' DE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/21/2021 - Time Spent 2% - I provide investment advisory services through Golden State Asset Management, LLC `DE, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 6. 07/14/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date 03/21/2023 - 5 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-07 |
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