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Current Employers
Golden State Wealth Management, Llc

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-20
WY RA APPROVED 2026-04-15
CA RA APPROVED 2014-05-08
  • TX RA
    APPROVED_RES
    Since 2026-04-20
  • WY RA
    APPROVED
    Since 2026-04-15
  • CA RA
    APPROVED
    Since 2014-05-08

Branch Locations

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Ascentis Independent Advisors, Llc

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-15
  • CA RA
    APPROVED
    Since 2022-09-15

Branch Locations

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Ascentis Asset Management, Llc

5001 Spring Valley Rd Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-25
  • CA RA
    APPROVED
    Since 2022-03-25

Branch Locations

201 E Sandpointe Ave Suite 460, South Coast Metro, CA 92707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Golden State Wealth Management, Llc Santa Ana CA 02/2014 Present
Ascentis Independent Advisors, Llc Dallas TX 11/2017 Present
Lpl Financial, Llc Irvine CA 01/2014 11/2017
Ascentis Asset Management Dallas TX 03/2019 Present
Lpl Financial, Llc Santa Ana CA 01/2019 Present
Previous Registrations
  • 2017-12-05 → 2022-09-20
    Golden State Equity Advisors, Llc
    South Coast Metro, CA
  • 2020-07-10 → 2022-03-14
    Golden State Asset Management
    Santa Ana, CA
Other Businesses

1.02/26/2019; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Golden State Wealth Management, LLC /; Investment Related; at Reported Business Location(s); Start Date 02/26/2019; hrs/mth; hrs during trading 2.02/26/2019; ; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 02/26/2019; hrs/mth; hrs during trading 3.02/26/2019; JOHN AND JENNIFER NAHAS TRUST; Act in a Fiduciary Capacity; Investment Related; 5433 The Toledo Long Beach,CA; Start Date 02/26/2019; hrs/mth; hrs during trading 4.03/06/2019; Golden State Wealth Management, LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 02/26/2019; 80hrs/mth; hrs during trading; 5.04/02/2019; Golden State Asset Management, LLC; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 03/27/2019; 120hrs/mth; 8hrs during trading; 6.04/02/2019; Golden State Equity Partners, LLC; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 03/27/2019; 160hrs/mth; 8hrs during trading; 7.04/23/2019; Golden State Wealth Management LLC; Registered Investment Advisor DBA; Not Investment Related; at Reported Business Location(s); Start Date 04/22/2019; 120hrs/mth; 8hrs during trading; 8.04/23/2019; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Golden State / Golden State Wealth Management; Investment Related; at Reported Business Location(s); Start Date 04/18/2019; 120hrs/mth; 8hrs during trading 9.10/20/2020; Golden State Asset Management; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 10/08/2020; 120hrs/mth; 8hrs during trading; 10.03/05/2021; Home and Loan Finders; Mortgage/Real Estate Services; Investment Related; Santa Ana,CA; Start Date 01/25/2021; 2hrs/mth; 0hrs during trading 11.01/18/2022; Golden State Asset Management, LLC- WY; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 12/23/2021; 10hrs/mth; 10hrs during trading 12.09/11/2023; Built Financial, LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 08/25/2023; 5hrs/mth; 5hrs during trading 13.05/27/2026; Ascentis Independent Advisors (HYBRID); Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 05/15/2026; 100hrs/mth; 40hrs during trading; Chief Executive Officer and Business Development

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-07
S63 Uniform Securities Agent State Law Examination 2001-08-16
  • S65 Uniform Investment Adviser Law Examination
    2014-05-07
  • S63 Uniform Securities Agent State Law Examination
    2001-08-16

View on SEC IAPD

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