Rodd Robert Miller

Current Employers

Employment History

• 11/2011 → Present
  Miller Ventures, Inc. Dba Miller Wealth Management
  Carlsbad, CA
• 03/2015 → 10/2017
  Pfg Advisors
  Carlsbad, CA
• 04/2026 → Present
  Miller Wealth Management Llc
  Gilbert, AZ

Previous Registrations

• 2017-09-13 → 2026-08-31
  Golden State Wealth Management, Llc
  Carlsbad, CA
  Powell, WY
  Carlsbad, CA
  Gilbert, AZ
  Gilbert, AZ
• 2015-03-06 → 2017-10-13
  Pfg Advisors
  Carlsbad, CA
• 2010-04-13 → 2011-11-18
  Lucia Capital Group
  San Diego, CA
• 2009-03-26 → 2010-10-19
  Raymond J. Lucia Companies, Inc.
  San Diego, CA

Other Businesses

1. 11/17/2011: MILLER WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - TIME SPENT 100% - CARLSBAD, CA. 2. 12/29/2011: MILLER VENTURES, INC. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 1% OF TIME SPENT - CARLSBAD, CA. 3. 07/03/2013 - EXCLUSIVE INSURANCE BROKERAGE - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) - Time Spent 54% 4. 10/4/2017 - Golden State Wealth Management, LLC - DBA: Miller Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/14/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in October 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/4/2017 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/14/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in October 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-22

Designations