Katherine Kerr Stellar

Current Employers

Employment History

• 03/2015 → Present
  Lpl Financial Llc
  Laguna Beach, CA
• 06/2016 → Present
  Golden State Wealth Management, Llc
  South Coast Metro, CA

Previous Registrations

• 2010-11-29 → 2015-03-31
  Morgan Stanley
  Purchase, NY
  Newport Beach, CA
  Newport Beach, CA
• 2002-05-29 → 2010-11-24
  Citigroup Global Markets Inc.
  New York, NY
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

1) 2015-03-26 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Stellar Wealth Advisors - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2015-03-26 - hrs/mth - hrs/mth during trading 2) 2015-03-30 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Golden State Wealth Management, LLC / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2015-03-30 - hrs/mth - hrs/mth during trading 3) 2015-04-14 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Golden State Wealth Management, LLC - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2015-03-30 - hrs/mth - hrs/mth during trading 4) 2016-03-10 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Golden State Wealth Management, LLC - Registered Investment Advisor DBA - Y - at reported business location(s) - 2016-03-02 - 160hrs/mth - 40hrs/mth during trading - 5) 2026-05-11 - Tri-Plex - student housing UofA - Real Estate Rental - Y - Tuscaloosa AL - 2026-05-08 - 3hrs/mth - 0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-22
• S63 Uniform Securities Agent State Law Examination
  1999-03-20

Designations

Other Names

• Katherine Kerr Lemon
• Katherine Kerr Lemon
• Katherine L Stellar