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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-17
  • CA RA
    APPROVED
    Since 2022-08-17

Branch Locations

701 B St, San Diego, CA 92101 • United States

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated El Cajon CA 03/2013 Present
  • 03/2013 → Present
    Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated
    El Cajon, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-15
  • S66 Uniform Combined State Law Examination
    2022-08-15
Other Names
  • Mimi Rita Esshaki
  • Meriam Esshaki
  • Meriam Abbo
  • Mimi Abbo
  • Mimi Esshaki
  • Meriam R Esshaki

View on SEC IAPD

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