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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
1450 American Lane Suite 650, Schamburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-03-25 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2013 | Present |
| Cetera Advisors Llc | Denver | CO | 04/2013 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2013 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2013 | Present |
| Tower Square Investment Management Llc | El Segundo | CA | 06/2015 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: TEMPO HOA; INVESTMENT RELATED: NO; ADDRESS: 6020 SEABLUFF DR., PLAYA VISTA, CA 90094; NATURE OF BUSINESS: HOME OWNERS ASSOCIATION; START DATE: 05/2018; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, REVIEW BUDGET, APPROVE PROPOSALS FOR UPKEEP;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-07-01 |
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