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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-01
MN RA APPROVED 2017-01-03
  • TX RA
    APPROVED
    Since 2022-06-01
  • MN RA
    APPROVED
    Since 2017-01-03

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Foley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 04/2013 Present
Cetera Investment Advisers Llc St Cloud MN 01/2017 Present
Cetera Advisors Llc Denver CO 04/2017 05/2022
Cetera Advisor Networks Llc El Segundo CA 06/2017 05/2022
  • 04/2013 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 01/2017 → Present
    St Cloud, MN
  • 04/2017 → 05/2022
    Cetera Advisors Llc
    Denver, CO
  • 06/2017 → 05/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
Previous Registrations
  • 2017-05-04 → 2022-06-01
    Cetera Advisors Llc
    St Cloud, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-22
  • S66 Uniform Combined State Law Examination
    2016-10-22

View on SEC IAPD

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