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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-18 |
| NJ | RA | APPROVED | 2011-08-03 |
| AZ | RA | APPROVED | 2011-01-03 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
767 Fifth Ave 33Rd Fl, New York, NY 10153 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Phoenix | AZ | 06/2005 | Present |
| Wells Fargo Advisors Llc | Phoenix | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Phoenix | AZ | 11/2016 | Present |
TOFIGH INVESTMENTS LLC, NOT INV RELATED, SCOTTSDALE, AZ, START 6/1/2006, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, CURRENTLY OPEN WITH THE STATE WITH NO BUSINESS. WOMAN LIFE FREEDOM NYC FOUNDATION, INV RELATED, NEW YORK, NY, TREASURER, START 1/2/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, APPROVING EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-30 |
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