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Victoria Lauren Sierra

Cetera Investment Advisers LLC

Pasadena, CA

Pasadena, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-20
CA RA APPROVED 2019-06-19
  • TX RA
    APPROVED_RES
    Since 2020-10-20
  • CA RA
    APPROVED
    Since 2019-06-19

Branch Locations

155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Monrovia CA 09/2015 06/2019
Foresters Advisory Services Llc Monrovia CA 05/2016 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Monrovia CA 06/2019 Present
  • 09/2015 → 06/2019
    Foresters Financial Services
    Monrovia, CA
  • 05/2016 → 06/2019
    Foresters Advisory Services Llc
    Monrovia, CA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Monrovia, CA
Previous Registrations
  • 2016-05-17 → 2019-06-20
    Foresters Advisory Services, Llc
    Monrovia, CA
Other Businesses

1. COREPOWER YOGA, YOGA INSTRUCTOR 2. GROUNDED WEALTH ADVISORS LLC, DBA FOR CETERA BUSINESS, 50% OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-21
S63 Uniform Securities Agent State Law Examination 2013-05-08
  • S65 Uniform Investment Adviser Law Examination
    2016-04-21
  • S63 Uniform Securities Agent State Law Examination
    2013-05-08
Designations
Other Names
  • Victoria Lauren Gutierrez

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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