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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-02
  • NY RA
    APPROVED
    Since 2025-10-02

Branch Locations

1230 Avenue Of The Americas, Floor 03, New York, NY 10020 • United States

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na New York NY 07/2023 Present
Jpmorgan Securities Llc New York NY 06/2024 Present
First Republic Bank New York NY 07/2016 07/2023
  • 07/2023 → Present
    Jpmorgan Chase Bank, Na
    New York, NY
  • 06/2024 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 07/2016 → 07/2023
    First Republic Bank
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-09
  • S66 Uniform Combined State Law Examination
    2025-09-09
Other Names
  • Keith Marion Wynne

View on SEC IAPD

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