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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-08 |
| LA | RA | APPROVED | 2025-07-08 |
Branch Locations
8545 United Plaza Boulevard Suite 220, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc | Shreveport | LA | 06/2013 | 01/2017 |
| Primerica Financial Services | Shreveport | LA | 05/2012 | 05/2021 |
| Pfs Investments Inc. | Lafayette | LA | 10/2019 | 06/2020 |
| State Of Louisiana | Baton Rouge | LA | 09/2018 | 06/2021 |
| National Teachers | Lafayette | LA | 08/2017 | 03/2018 |
| The Leazer Group | Lafayette | LA | 01/2017 | 06/2017 |
| Jpmorgan Chase Bank, N.A. | Lafayette | LA | 06/2021 | 10/2021 |
| J.P. Morgan Securities Llc | Lafayette | LA | 06/2021 | 10/2021 |
| Waitr | Lafayette | LA | 03/2021 | 04/2021 |
| Pfs Investments Inc | Lafayette | LA | 03/2018 | 03/2019 |
| Waitr | Lafayette | LA | 04/2018 | 09/2018 |
| Oakworth Financial | Lafayette | LA | 12/2016 | 06/2017 |
| Pfs Investments Inc. | Tulsa | OK | 11/2021 | 12/2022 |
| Primerica Financial Services | Tulsa | OK | 05/2012 | 06/2024 |
| Castille Mortgage Company | Lafayette | LA | 01/2022 | 04/2022 |
| Dardeau Life Coaching | Lafayette | LA | 12/2023 | 12/2024 |
| The Kitchen Table Counseling | Lafayette | LA | 01/2020 | 06/2024 |
| Oak And Ash Llc | Lafayette | LA | 06/2017 | 04/2025 |
| New York Life Insurance Company | Lafayette | LA | 11/2024 | 03/2025 |
| Nylife Securities Llc | Lafayette | LA | 12/2024 | 03/2025 |
| Security Plan | Rayne | LA | 04/2025 | 04/2025 |
| Valic Financial Advisors, Inc. | Baton Rouge | LA | 04/2025 | Present |
| Agia | Houston | TX | 04/2025 | Present |
| Oak And Ash Llc | Lafayette | LA | 06/2017 | Present |
AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/29/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell non-securities insurance products for AGIA OAK AND ASH LLC POSITION: Owner NATURE: Graphic design INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 126 Coconut Grove Cir, Lafayette LA 70508, United States DESCRIPTION: Provide graphic design work for clients. Work is less than two hours on the weekends.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-23 |
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