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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-12
  • MN RA
    APPROVED
    Since 2013-11-12

Branch Locations

19157 Freeport Street Nw, Elk River, MN 55330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Elk River MN 03/2013 Present
Raymond James Financial Services Advisors Inc. Elk River MN 07/2013 Present
First National Financial Services Elk River MN 04/2013 Present
First Bank Elk River Elk River MN 04/2013 Present
  • 03/2013 → Present
    Raymond James Financial Services
    Elk River, MN
  • 07/2013 → Present
    Elk River, MN
  • 04/2013 → Present
    First National Financial Services
    Elk River, MN
  • 04/2013 → Present
    First Bank Elk River
    Elk River, MN
Other Businesses

1) Name of Business: First Bank Elk River Address: 19157 Freeport Street, Elk River, MN, 55330, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 04/01/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Registered Principal. 2) Name of Business: First National Investor Services Address: 19157 Freeport St NW, Elk River, MN, 55330, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/13/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Manager of Investment Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-05
  • S66 Uniform Combined State Law Examination
    2013-07-05
Other Names
  • Roberta Jill Moe

View on SEC IAPD

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