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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
4903 Chiquita Blvd S Suite 3, Cape Coral, FL 33914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Cape Coral | FL | 02/2013 | 11/2024 |
| Prudential Insurance Company Of America | Cape Coral | FL | 02/2013 | Present |
| Lpl Enterprise, Llc | Cape Coral | FL | 11/2024 | Present |
1) 09/27/2024- Biz Net Cares Foundation- Non-Profit Board Member- 501c3 formed by LCBN (Learning, Community, Business & Networking) for donations and fund raising events. Funds are distributed currently to other local SWFL charities and organizations.- inv. related- at Cape Coral, FL- start date 06/29/2022- 4hrs/mnth-4hrs during trading 2) 09/27/2024- LCBN (Learning, Community, Business & Networking)- Non-Profit Board Member- Local business networking organization, currently President - not inv. related- at Cape Coral, FL- start date 04/05/2022- 5hrs/mnth-0hrs during trading 3) 02/11/2025- Harborview Planning & Wealth Management -DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 02/03/2025- 40hrs/mnth-40hrs during trading 4) 12/22/2025-Brian Sauls-Agent-Non-Variable Insurance-Inv Related-At Cape Coral, FL-Start date 12/19/2025-1hrs/mth-1hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-16 |
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