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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-24
  • TX RA
    APPROVED
    Since 2022-10-24

Branch Locations

11111 Katy Freeway #910, Houston, TX 77079 • United States

5718 Westheimer Rd Suite 920, Houston, TX 77057 • United States

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Houston TX 12/2013 09/2021
The Prudential Insurance Company Of America Houston TX 12/2013 09/2021
Houston Cardiac Association Houston TX 12/1996 09/2021
Guardian Life Insurance Company Sugar Land TX 10/2021 08/2022
Park Avenue Securities Sugar Land TX 10/2021 08/2022
The Penn Mutual Life Insurance Company Horsham PA 08/2022 Present
Hornor, Townsend & Kent, Llc Horsham PA 09/2022 Present
  • 12/2013 → 09/2021
    Pruco Securities Llc
    Houston, TX
  • 12/2013 → 09/2021
    The Prudential Insurance Company Of America
    Houston, TX
  • 12/1996 → 09/2021
    Houston Cardiac Association
    Houston, TX
  • 10/2021 → 08/2022
    Guardian Life Insurance Company
    Sugar Land, TX
  • 10/2021 → 08/2022
    Park Avenue Securities
    Sugar Land, TX
  • 08/2022 → Present
    The Penn Mutual Life Insurance Company
    Horsham, PA
  • 09/2022 → Present
    Horsham, PA
Previous Registrations
Other Businesses

1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL - HOUSTON | POSITION HELD: AGENT | ADDRESS: 5718 WESTHEIMER RD, SUITE 920, HOUSTON, TX 77057 | START DATE: 9/20/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANYHELP (HELP CLIENTS EVALUATE NEED RELATED TO ASSET PROTECTION AND INVESTING) 2) POLY REGEN REJUVE CLINICS OF AMERICA | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: SHAREHOLDER | ADDRESS: 6202 CANYON TRACE COURT KATY TX 77450 | START DATE: 9/20/2022 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: MARKETING/OPERATIONS CONSULTANT 3) HOUSTON CARDIAC ASSN. | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD OF DIRECTORS | ADDRESS: 10480 SOUTH MAIN ST. HOUSTEN TX 77025 | START DATE: 9/20/2022 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: CONSULT WITH THE OWNER AND MANAGERS ON STAFFING ISSUES. 4) C.T. TECHNOLOGIST | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS: 14857 SOUTHWEST FRWY SUGARLAND TX 77478 | START DATE: 9/20/2022 | NATURE OF ACTIVITY: MEDICAL SERVICES. | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PERFORM CAT SCAN SERVICES ON AN AS NEEDED BASIS TO MAINTAIN MY MEDICAL LICENSE 5) MEMORIAL HERMANN HOSPITAL | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS: 14857 SOUTHWEST FRWY SUGARLAND TX 77478 | START DATE: 9/21/2022 | NATURE OF ACTIVITY: MEDICAL SERVICES.C.T. TECHNOLOGIST | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PERFORM CAT SCAN SERVICES ON AN AS NEEDED BASIS TO MAINTAIN MY MEDICAL LICENSE. 6) OAKBEND MEDICAL CENTER | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS: 701 JACKSON ST RICHMOND TX 77407 | START DATE: 9/21/2022 | NATURE OF ACTIVITY: MEDICAL SERVICES.C.T. TECHNOLOGIS | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PERFORM CAT SCAN SERVICES ON AN AS NEEDED BASIS TO MAINTAIN MY MEDICAL LICENSE. 7) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: LINQ FINANCIAL INC | POSITION HELD: AGENT | ADDRESS: 11111 KATY FRWY SUITE 910 HOUSTON, TEXAS 77079 | START DATE: 9/20/2022 | NATURE OF ACTIVITY: INSURANCE & INVESTMENT ADVISORY SERVICES | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PROVIDE INSURANCE/ FINANCIAL ADVISORY SERVICES SPECIFICALLY TO MEMBERS OF THE TEACHER'S RETIREMENT SYSTEM INCLUDING INSURANCE SALES AND SERVICE OF FIXED LIFE PRODUCTS 8) ADVISORY SERVICES DBA LINQ FINANCIAL POSITION: Agent NATURE: Assisting Teachers, and other state and local employees with their retirement planning. The business is referred through Insurance Agent Marketing Service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 07/05/2023 ADDRESS: 11111 Katy Freeway, Houston TX 77079, United States DESCRIPTION: Meeting with referred clients to discuss insurance/investment needs. Based on those needs the clients will be presented with the most suitable products that I have at my disposal.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-07
S63 Uniform Securities Agent State Law Examination 2014-02-16
  • S65 Uniform Investment Adviser Law Examination
    2022-01-07
  • S63 Uniform Securities Agent State Law Examination
    2014-02-16
Other Names
  • Dana J Narcisse

View on SEC IAPD

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