Best Investors Account Sign in

Blake Dean Baxter

LPl Financial LLC

Encinitas, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-16
CA RA APPROVED 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2025-01-16
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

144 West D Street, Suite 101, Encinitas, CA 92024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mainstreet Tax & Financial (Bd: Lpl Financial Llc) Encinitas CA 03/2013 09/2019
Finra Encinitas CA 02/2018 Present
Baxter Law Corp Encinitas CA 01/2018 Present
Blake Baxter Jr Encinitas CA 04/2016 Present
Lpl Financial, Llc Encinitas CA 11/2017 Present
  • 03/2013 → 09/2019
    Mainstreet Tax & Financial (Bd: Lpl Financial Llc)
    Encinitas, CA
  • 02/2018 → Present
    Finra
    Encinitas, CA
  • 01/2018 → Present
    Baxter Law Corp
    Encinitas, CA
  • 04/2016 → Present
    Blake Baxter Jr
    Encinitas, CA
  • 11/2017 → Present
    Encinitas, CA
Other Businesses

1. 01/01/2018 - BAXTER LAW CORP/ LAW PRACTICE/ INVESTMENT RELATED / 0%/ ENCINITAS, CA 2. 02/01/2018 - FINRA/ FINRA/ INVESTMENT RELATED/ 0%/ ENCINITAS, CA 3. 09/06/2019 - Baxter Financial Group LLC - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:08/30/2019 - 40 hrs/mo - 7 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-28
  • S66 Uniform Combined State Law Examination
    2019-03-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Encinitas, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor