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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2024 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2024 | 07/2024 |
| Bryan City Schools / Fccc | Bryan | OH | 11/2013 | 06/2019 |
| Premiere Group | Pioneer | OH | 06/2019 | 05/2024 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2024 | Present |
1) BLAKE J ROCKEY, BRYAN OH, 07/2024, NOTARY, CIVIC, NIR, 1 HR/MO 1 HR/MO TRADING 2) PBJT LIMITED, BRYAN OH, 07/2024, OWNER, PASS-THROUGH ENTITY, NIR, 1 HR/MO 0 HR/MO TRADING 3) PBJT LIMITED DBA PINK PENGUIN ICE CREAM, BRYAN OH, 07/2024, OWNER, ICE CREAM TRUCK, NIR, 8 HR/MO 1 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 07/2024, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 5) TRILOGY WEALTH ADVISORS, 516 E High St, Bryan OH 43506, 07/11/2024, Agent, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO, 4 HR/MO TRADING. 6) TRILOGY WEALTH ADVISORS, 516 E High Street, Bryan OH 43506, United States, 07/16/2024, W2 Employee, Using a Trade Name / DBA, INV REL, 170 HR/MO, 130 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-25 |
| S65 | Uniform Investment Adviser Law Examination | 2012-11-24 |
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