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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-07-26
  • OH RA
    APPROVED
    Since 2024-07-26

Branch Locations

516 E High St, Bryan, OH 43506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2024 Present
Cambridge Investment Research, Inc. Fairfield IA 05/2024 07/2024
Bryan City Schools / Fccc Bryan OH 11/2013 06/2019
Premiere Group Pioneer OH 06/2019 05/2024
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2024 Present
  • 07/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2024 → 07/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2013 → 06/2019
    Bryan City Schools / Fccc
    Bryan, OH
  • 06/2019 → 05/2024
    Premiere Group
    Pioneer, OH
  • 07/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2013-03-22 → 2015-11-09
    Global Financial Private Capital, Inc.
    Bryan, OH
    Sarasota, FL
Other Businesses

1) BLAKE J ROCKEY, BRYAN OH, 07/2024, NOTARY, CIVIC, NIR, 1 HR/MO 1 HR/MO TRADING 2) PBJT LIMITED, BRYAN OH, 07/2024, OWNER, PASS-THROUGH ENTITY, NIR, 1 HR/MO 0 HR/MO TRADING 3) PBJT LIMITED DBA PINK PENGUIN ICE CREAM, BRYAN OH, 07/2024, OWNER, ICE CREAM TRUCK, NIR, 8 HR/MO 1 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 07/2024, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 5) TRILOGY WEALTH ADVISORS, 516 E High St, Bryan OH 43506, 07/11/2024, Agent, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO, 4 HR/MO TRADING. 6) TRILOGY WEALTH ADVISORS, 516 E High Street, Bryan OH 43506, United States, 07/16/2024, W2 Employee, Using a Trade Name / DBA, INV REL, 170 HR/MO, 130 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-25
S65 Uniform Investment Adviser Law Examination 2012-11-24
  • S66 Uniform Combined State Law Examination
    2024-06-25
  • S65 Uniform Investment Adviser Law Examination
    2012-11-24
Designations

View on SEC IAPD

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