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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-09-01 |
| KY | RA | APPROVED | 2023-09-01 |
| MI | RA | APPROVED | 2023-09-01 |
| NC | RA | APPROVED | 2023-09-01 |
| OH | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Bryan | OH | 09/2023 | Present |
1. INSURANCE, NOT INVESTMENT RELATED, JOHNSON FINANCIAL GROUP, SOLE PROPRIETORSHIP, 102 WEST HIGH STREET BRYAN OHIO 43506, OWNER, 4/2/1983, 80 HRS/MO, 20 DURING TRADING HRS, SELL LIFE AND HEALTH INSURANCE: FIXED ANNUITIES, VARIABLE ANNUITIES, VARIABLE LIFE OR VARIABLE UNIVERSAL LIFE, FIXED LIFE, HEALTH; ANTHEM, MEDICAL MUTUAL, AIG AMERICAN GENERAL, ING, AVIVA, GENWORTH MUTUAL OF OMAHA, THE STANDARD. 2. INSURANCE, NOT INVESTMENT RELATED, JOHNSON FINANCIAL GROUP, INSURANCE AGENCY, 102 WEST HIGH STREET, BRYAN, OH 43506, OWNER, START DATE: 12-15-08, 200 HR/MO; 200 HR/TD; SELL INSURANCE: FIXED ANNUITIES, VARIABLE ANNUITIES,VARIABLE LIFE OR VARIABLE UNIVERSAL LIFE, FIXED LIFE, HEALTH; MEDICAL MUTUAL, AVIA,ANTHEM,AMERICAN GENERAL, ING, GENWORTH MUTUAL OF OMAHA, THE STANDARD. 3. BRYAN ROTARY CLUB, NOT INVESTMENT RELATED, NON-PROFIT, 10277 COUNTY RD D BRYAN, OH 43506, MEMBER, 6/1/2011, 5 HRS/MO, 0 DURING TRADING HRS, SIT ON THE BOARD AND VOTE ON MEMBERSHIP APPLICATIONS, ON CLUB MEETINGS AND BASIC NEEDS OF THE ROTARY CLUB FUNCTIONS. NO INVESTMENTS, NO INVESTMENT ADVICE, NO CHECK WRITING, NO HANDLING OF MONEY. ONLY VOTING MEMBER DUTIES OF THE BRYAN ROTARY CLUB. 4. BRYAN AREA FOUNDATION POSITION: member NATURE: Bryan Area Foundation is dedicated to improving and enriching life in Williams Cty by connecting people, good ideas, real needs and charitable resources. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/09/2018 ADDRESS: 110 South Walnut St, Bryan OH 43506, United States DESCRIPTION: Face of community. Members meet monthly to discuss donations thru out the city and vote on projects. 5. JOHNSON FINANCIAL GROUP POSITION: Owner - NATURE: Insurance Agency - INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 12/15/2008 ADDRESS: 102 WEST HIGH STREET BRYAN,OHIO 43506, Bryan OH 43506, United States DESCRIPTION: SELL INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-18 |
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