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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2013 | Present |
S & M Holdings Type of business: LLC Defiance, OH Start date: 2/2/2024 Owner Hours per week: 0 Hours during trading: 0 Desc: I'm not sure if this is where I list the LLC for outside activities. This is a LLC my mom's attorney had her open and move money to, to get it out of her name for planning purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-18 |
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