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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-11-15 |
| OH | RA | APPROVED | 2010-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2010 | Present |
1) TRILOGY WEALTH ADVISORS, 516 E HIGH ST BRYAN OH, 01/2007, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2 HR/WK 2 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2007, AS ADVISORY REP OF A RIA, INV REL, 35 HR/WK 35 HR/TRADING 3) HPH FINANCIAL CORP, 516 E HIGH ST BRYAN OH, 01/2007, SHAREHOLDER OF BUSINESS TO PROVIDE TAX AND LEGAL LIABILITY AND COVER OPERATING COSTS, INV REL, 30 HR/WK 6 HR/TRADING 4) HPH HOLDING LLC, 516 E HIGH ST BRYAN OH, 01/2007, OWNING MEMBER, REAL ESTATE HOLDING COMPANY, NIR, 0HR/MO 0 HR/MO TRADING 5) BRYAN AREA FOUNDATION, 124 S Lynn Street, Bryan OH 43506, 10/2010, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO, 0 HR/MO TRADING. 6) TRINITY LUTHERAN CHURCH, 509 CENTER STREET BRYAN OH, CHURCH COMMITTEE MEMBER, 03/2021, NIR, 3 HR/YR 0/TRADING HR 7) TRILOGY WEALTH ADVISORS, 516 E HIGH STREET BRYAN OH, 10/2010, EMPLOYEE, DBA, INV REL, 170 HR/MO 130 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-07 |
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