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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2016-07-28 |
| CT | RA | APPROVED | 2013-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 03/2013 | Present |
| Bank Of America, N.A. | Melville | NY | 03/2013 | Present |
I*61801 For profit or not for profit: For-Profit Organization Name of outside business organization: Nic Becca LLC Investment related: N Address of business: Ronkonkoma, New York 11779 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/18/2008 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Hair/Beauty Salon My wife and I opened the beauty salon. She runs the day-to-day operations. I am listed as a manager/owner of the LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-06 |
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