Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2016-07-28
CT RA APPROVED 2013-06-10
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • CT RA
    APPROVED
    Since 2013-06-10

Branch Locations

540 Montauk Hwy, West Islip, NY 11795 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 03/2013 Present
Bank Of America, N.A. Melville NY 03/2013 Present
Other Businesses

I*61801 For profit or not for profit: For-Profit Organization Name of outside business organization: Nic Becca LLC Investment related: N Address of business: Ronkonkoma, New York 11779 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/18/2008 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Hair/Beauty Salon My wife and I opened the beauty salon. She runs the day-to-day operations. I am listed as a manager/owner of the LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-06
  • S66 Uniform Combined State Law Examination
    2013-06-06
Other Names
  • Andy Stampfel

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in West Islip, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor