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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2009-08-11
NJ RA APPROVED 2003-01-08
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2009-08-11
  • NJ RA
    APPROVED
    Since 2003-01-08

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

540 Montauk Hwy, West Islip, NY 11795 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bohemia NY 05/2000 Present
Bank Of America, N.A. Bohemia NY 08/2014 Present
Other Businesses

I*2351259, Entity Type: , Name of OBA: M D Family Trust, Address: N. Bellmore, New York, 11751, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 11-Apr-2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2351260, Entity Type: , Name of OBA: M D, Address: N Bellmore, New York, 11751, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 11-Apr-2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-03
  • S66 Uniform Combined State Law Examination
    2003-01-03
Other Names
  • Patricia A. Douglas

View on SEC IAPD

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