Thomas P Riedy

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2014-01-27
CT	RA	APPROVED	2008-05-14

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2014-01-27
CT RA
APPROVED

Since 2008-05-14

Branch Locations

Killingworth, CT • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

540 Montauk Hwy, West Islip, NY 11795 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Melville	NY	05/2000	Present
Bank Of America, N.A.	West Islip	NY	07/2011	Present

05/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY
07/2011 → Present

Bank Of America, N.A.

West Islip, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-05-09
S63	Uniform Securities Agent State Law Examination	1988-12-07

S65 Uniform Investment Adviser Law Examination

2008-05-09
S63 Uniform Securities Agent State Law Examination

1988-12-07

Other Names

Tom Riedy
Thomas Patrick Riedy