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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| AL | RA | APPROVED | 2015-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Mobile | AL | 04/2015 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 04/2015 | Present |
| Cetera Investment Advisers Llc | Mobile | AL | 04/2015 | Present |
1) RENTAL PROPERTY, 100% OWNER, 0-2/HRS/WK; 2) CORPUS CHRISTI SCHOOL-COACHING 7TH GRADE YOUTH SPORTS 4 HRS PER WEEK, NO COMPENSATION, NO SECURITIES CLIENTS, MIMS PARK BASEBALL, COACHING 12 YEAR OLD BASEBALL, 4 HRS PER WEEK, NO COMPENSATION, NO SECURITIES CLIENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-23 |
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