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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-27
TX RA APPROVED 2026-01-21
  • AZ RA
    APPROVED
    Since 2026-01-27
  • TX RA
    APPROVED
    Since 2026-01-21

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

2030 E Speedway Blvd Ste 220, Tucson, AZ 85719 • United States

2030 E Speedway Blvd Suite 220, Tucson, AZ 85719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 03/2013 01/2026
Przewlocki James, Inc Tucson AZ 03/2013 01/2026
Lpl Financial Llc Tucson AZ 01/2026 Present
  • 03/2013 → 01/2026
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 03/2013 → 01/2026
    Przewlocki James, Inc
    Tucson, AZ
  • 01/2026 → Present
    Tucson, AZ
Previous Registrations
Other Businesses

1- 12/2025 / CONSILIUM WEALTH / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 160 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-09
  • S66 Uniform Combined State Law Examination
    2014-01-09
Other Names
  • Brady Doe
  • Brady Joseph Doe

View on SEC IAPD

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