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Nicole Rae Davis

LPl Financial LLC

Cedar Rapids, IA

San Diego, CA

Cedar Rapids, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-01-23
TX RA APPROVED 2024-01-23
  • IA RA
    APPROVED
    Since 2024-01-23
  • TX RA
    APPROVED
    Since 2024-01-23

Branch Locations

201 1St Street Se Ste 720, Cedar Rapids, IA 52401 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

201 1St Street Se Ste 720, Cedar Rapids, IA 52401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Marion IA 10/2005 01/2024
Wells Fargo Advisors Llc Marion IA 03/2013 11/2016
Wells Fargo Clearing Services, Llc Marion IA 11/2016 01/2024
Lpl Financial Llc Cedar Rapids IA 01/2024 Present
Previous Registrations
  • 2013-05-23 → 2024-01-31
    Wells Fargo Clearing Services, Llc
    Cedar Rapids, IA
    Marion, IA
    Minneapolis, MN
    Cedar Rapids, IA
    West Des Moines, IA
    Marion, IA
    Davenport, IA
    Marion, IA
    Cedar Rapids, IA
    West Des Moines, IA
    Rock Island, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-22
  • S66 Uniform Combined State Law Examination
    2013-05-22
Other Names
  • Niki Rae Davis
  • Nicole Rae Manuel
  • Niki Rae Manuel

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VALIC FINANCIAL ADVISORS, INC.
ACCEL WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
BFC PLANNING, INC.

Other Investors

THOMAS THEO FOX
JEFFREY ALAN HILLEMAN
CORY ROBERT SCHIELTZ
THOMAS JOSEPH BURKE
ERIC MICHAEL KAESTNER
KYLE AMBROSE MCLAUGHLIN
BLAKE DANIEL HELMS
Noah Lee Nabb

Other Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CEDAR RAPIDS, IA
VALIC FINANCIAL ADVISORS, INC. · CEDAR RAPIDS, IA
ACCEL WEALTH MANAGEMENT · Cedar Rapids, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Rapids, IA
EDWARD JONES · CEDAR RAPIDS, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hiawatha, IA

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