Charles Sautter

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-31

TX RA
APPROVED

Since 2023-03-31

Branch Locations

9731 Wortham Blvd Suite 103, Houston, TX 77065-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John Hancock Advisers Llc	Boston	MA	12/2004	03/2019
Unemployed	Spring	TX	04/2019	10/2019
Lpl Financial Llc	Spring	TX	10/2019	06/2020
Fidelity Investments	Houston	TX	07/2020	03/2023
Edward Jones	St. Louis	MO	03/2023	Present

12/2004 → 03/2019

John Hancock Advisers Llc

Boston, MA
04/2019 → 10/2019

Unemployed

Spring, TX
10/2019 → 06/2020

Lpl Financial Llc

Spring, TX
07/2020 → 03/2023

Fidelity Investments

Houston, TX
03/2023 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2020-07-13 → 2023-04-05

Fidelity Personal And Workplace Advisors

Houston, TX
2019-10-24 → 2020-07-14

Lpl Financial Llc

Fort Mill, SC

Spring, TX
2018-11-08 → 2019-03-29

John Hancock Investment Management Llc

Boston, MA
2017-11-14 → 2018-11-08

Manulife Investment Management (Us) Llc

Spring, TX

Boston, MA
2013-05-14 → 2014-12-31

Signator Investors, Inc.

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-05-13
S63	Uniform Securities Agent State Law Examination	2006-07-28

S65 Uniform Investment Adviser Law Examination

2013-05-13
S63 Uniform Securities Agent State Law Examination

2006-07-28

Other Names

Charles Jeremy Sautter
Chad Jeremy Sautter

View on SEC IAPD

Other Firms

BRIDGE CAPITAL ADVISORS

TSA WEALTH MANAGEMENT

TRI-STAR ADVISORS, INC.

HORNOR, TOWNSEND & KENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

MARINER INDEPENDENT

Other Investors

John Charles Robinson

CRYSTAL ALLISON MCKEON

AUSTIN GENTRY MARRS

JONATHAN HARRISON SWANBURG

WILLIAM THOMAS PAYNE

JON CARTER VAUGHAN

GREGORY JAMES KALLUS

Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX

TSA WEALTH MANAGEMENT · HOUSTON, TX

PEREA CAPITAL · HOUSTON, TX

TRI-STAR ADVISORS, INC. · HOUSTON, TX

HORNOR, TOWNSEND & KENT, LLC · Houston, TX

AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX

LPL FINANCIAL LLC · HOUSTON, TX

MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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