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Laura Susan Littman

Eagle Strategies LLC

Denver, CO

CRD 6174913

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-12
  • CO RA
    APPROVED
    Since 2025-08-12

Branch Locations

2000 S Colorado Blvd Tower 2 Suite 1100, Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Westminster CO 03/2013 11/2016
Wells Farg Bank Na Westminster CO 06/2008 10/2024
Wells Fargo Clearing Services, Llc Westminster CO 11/2016 10/2024
Nylife Securities, Llc Denver CO 07/2025 Present
New York Life Insurance Company Denver CO 06/2025 Present
Unemployed Brighton CO 10/2024 07/2025
Eagle Strategies Llc Denver CO 08/2025 Present
  • 03/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Westminster, CO
  • 06/2008 → 10/2024
    Wells Farg Bank Na
    Westminster, CO
  • 11/2016 → 10/2024
    Westminster, CO
  • 07/2025 → Present
    Nylife Securities, Llc
    Denver, CO
  • 06/2025 → Present
    New York Life Insurance Company
    Denver, CO
  • 10/2024 → 07/2025
    Unemployed
    Brighton, CO
  • 08/2025 → Present
    Denver, CO
Previous Registrations
  • 2015-10-26 → 2024-10-31
    Denver, CO
    Westminster, CO
    Greenwood Village, CO
    Greenwood Village, CO
    Greenwood Village, CO
    Denver, CO
    Colorado Springs, CO
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 2000 S Colorado Blvd, Tower 2 #1100. Denver CO 80222; Start Date: 07/2025; Role/Title: Insurance Broker; Investment related; 77 hours per month; 77 hours per month during securities trading hours; Broker non-NYL products] [Westminster Presbyterian Church; Preaching. I am asked to preach sermons and lead worship 2-4 times a year; 3990 W. 74th Ave Westminster CO 80030; Start Date: 05/2014; Role/Title: Member; Not investment related; 2 hours per month; 0 hours per month during securities trading hours; When asked I would write the sermon, write the prayers that will be used and lead the worship service.][Presbytery of Denver Committee; fiduciary and stewardship committee which helps churches with financial trouble, emergency grants or budget; 4800 Happy Canyon Rd #140, Denver, CO 80237; Start Date 02/2026; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-22
S63 Uniform Securities Agent State Law Examination 2013-05-07
  • S66 Uniform Combined State Law Examination
    2021-06-22
  • S63 Uniform Securities Agent State Law Examination
    2013-05-07
Other Names
  • Laura Susan Littman
  • Laura Littman

View on SEC IAPD

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