Kristin Ann Brkich

Employer firm

Jmb Financial Managers, Inc. CRD 136344

Reported services (Item 5G)

• Financial planning

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1992 → 07/2017
  Jmb Financial Managers, Inc
  Irvine, CA
• 03/2017 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2017 → Present
  Cetera Advisors
  Denver, CO
• 07/2017 → Present
  Jmb Financial Managers, Inc.
  Santa Ana, CA
• 07/2024 → Present
  Jmb Financial Managers, Inc.
  Santa Ana, CA

Other Businesses

(1) NAME OF OTHER BUSINESS: JMB FINANCIAL MANAGERS ; INVESTMENT RELATED: YES ; ADDRESS: 6 HUTTON CENTRE DRIVE, SUITE 1280, SANTA ANA, CA, 92707; NATURE OF BUSINESS: FINANCIAL PLANNING ; START DATE: 10/1992 ; POSITION/TITLE/RELATIONSHIP: CORPORATE TREASURER ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: APPROVED RIA FOR WRITTEN FINANCIAL PLANS ONLY ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-15
• S63 Uniform Securities Agent State Law Examination
  2017-07-28

Other Names

• Kristin A Mathiesen