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Matthew Evan Unger

Focus Asset Management LLC

New York, NY

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Current Employers
Focus Asset Management Llc

555 Madison Avenue 5Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-21
NY RA APPROVED 2021-04-17
  • TX RA
    APPROVED_RES
    Since 2021-06-21
  • NY RA
    APPROVED
    Since 2021-04-17

Branch Locations

555 Madison Avenue 5Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. - Merrill Lynch New York NY 03/2015 11/2017
Fisher Investments Plano TX 11/2017 04/2019
Focus Asset Management Llc Dallas TX 04/2019 Present
Focus Asset Management Llc Dallas TX 05/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-21
  • S66 Uniform Combined State Law Examination
    2015-01-21
Other Names
  • Matthew E Unger

View on SEC IAPD

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