Richard Wayne Harris

Employer firm

Global View Capital Management LLC CRD 158292

$775M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISER TO OTHER ADVISERS & ADVICE TO PARTICIPANTS OF 401(K), 403B, 457 AND SIMPLE RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Global View Capital Management, Llc
  Waukesha, WI
• 12/2013 → Present
  Global View Capital Insurance Services, Llc
  Waukesha, WI
• 06/2005 → Present
  Richard Harris, Llc
  Highland, UT
• 10/2006 → Present
  Invictus Press, Llc
  Highland, UT
• 05/2013 → Present
  Global View Capital Advisors, Llc
  Waukesha, WI

Previous Registrations

• 2013-05-28 → 2013-12-31
  The Strategic Financial Alliance, Inc.
  Pleasant Grove, UT

Other Businesses

[1] RICHARD HARRIS, LLC; NOT INVESTMENT RELATED; 9900 N. WEST CRIMSON COURT, HIGHLAND, UT 84003; NATURE: PRIVATE COMPANY; POSITION: MANAGING MEMBER; STARTED: 06-05-2005, SINCE 2012 USED FOR PHYSICAL THERAPY BUSINESS, SINCE NOVEMBER 2015 USED FOR BOOK WRITING, ADDED REAL ESTATE RENTAL PROPERTIES IN NOVEMBER 2018 TO PRESENT; APPROX. 5-10 HRS/MONTH; APPROX. 2-6 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: PRIVATE COMPANY USED FOR MANAGING BUSINESS INCOME AND EXPENSES PERTAINING TO MANAGE RENTAL PROPERTIES, INVESTMENT PROPERTY OWNERSHIP, OFFER EDUCATION AND CONSULTING IN REGARDS TO BOOK WRITING AND PRESENTING. [2] INVICTUS PRESS, LLC; NOT INVESTMENT RELATED; ADDRESS: 9900 N. WEST CRIMSON COURT, HIGHLAND, UT 84003; NATURE: REAL ESTATE; POSITION: MEMBER, REGISTERED AGENT; STARTED: 10-11-2006; APPROX. 10-20 HRS/MONTH; APPROX. 10-20 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MANAGING PROPERTY, REPAIRS AND MAINTENANCE, INTERVIEWING, CONSULTING, BOOK WRITING AND SELLING AND MANAGING. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-16-2013; APPROX. 30 ADVISORY HRS/MONTH; APPROX. 20 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPICABLE. [4] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: DECEMBER 2013; APPROX. 30 HRS/MONTH; APPROX. 20 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [5] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 02.06.2023; APPROX. 20 HRS/MONTH DURING TRADING HOURS; APPROX. ZERO HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-05-23
• S63 Uniform Securities Agent State Law Examination
  2013-04-18

Other Names

• Richard W. Harris
• Richard Harris