Robert Haycock Dowdle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 09/2025
  Northwestern Mutual Investment Services Llc
  Provo, UT
• 01/2010 → 09/2025
  Northwestern Mutual Life Insurance Company
  Provo, UT
• 01/2016 → 09/2025
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2025 → Present
  Lpl Financial Llc
  Pleasant Grove, UT

Previous Registrations

• 2011-02-07 → 2025-09-16
  Northwestern Mutual Investment Services, Llc
  Provo, UT

Other Businesses

1. 08/2025 - ROBERT DOWDLE - Non-Variable Insurance - Investment Related - 10 Hrs/Mth - 1 Hrs During Trading - Pleasant Grove, UT 84062 - OBA Start Date: 09/16/2025 2. 08/2025 - HAPPIER WEALTH - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 8 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 09/16/2025 3. 08/2025 - ROBERT HAYCOCK DOWDLE, LEGAL ENTITY - Business Entity For Tax/Investment Purposes Only - Investment Related - 160 Hrs/Mth - 8 Hrs During Trading - Pleasant Grove, UT 84062 - OBA Start Date: 04/13/2016

Exams

• S66 Uniform Combined State Law Examination
  2011-02-03
• S63 Uniform Securities Agent State Law Examination
  2006-11-01

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Rob Haycock Dowdle