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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-09-17 |
| TX | RA | APPROVED | 2025-09-16 |
Branch Locations
2100 W Pleasant Grove Blvd Suite 330, Pleasant Grove, UT 84062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Provo | UT | 09/2006 | 09/2025 |
| Northwestern Mutual Life Insurance Company | Provo | UT | 01/2010 | 09/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 09/2025 |
| Lpl Financial Llc | Pleasant Grove | UT | 09/2025 | Present |
1. 08/2025 - ROBERT DOWDLE - Non-Variable Insurance - Investment Related - 10 Hrs/Mth - 1 Hrs During Trading - Pleasant Grove, UT 84062 - OBA Start Date: 09/16/2025 2. 08/2025 - HAPPIER WEALTH - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 8 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 09/16/2025 3. 08/2025 - ROBERT HAYCOCK DOWDLE, LEGAL ENTITY - Business Entity For Tax/Investment Purposes Only - Investment Related - 160 Hrs/Mth - 8 Hrs During Trading - Pleasant Grove, UT 84062 - OBA Start Date: 04/13/2016
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-01 |
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