William F Beck

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 09/2024
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2006 → 09/2024
  Northwestern Mutual Investment Services, Llc
  Provo, UT
• 07/2013 → 09/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 10/2013 → 10/2016
  Critical Incident Management Solutions
  Spanish Fork, UT
• 01/2016 → 09/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 05/2016 → 01/2017
  The Late Show With Cassidy Hilton
  Salt Lake City, UT
• 09/2024 → Present
  Lpl Financial Llc
  Pleasant Grove, UT

Previous Registrations

• 2008-08-13 → 2024-09-20
  Northwestern Mutual Investment Services, Llc
  Provo, UT

Other Businesses

1) 08/2024 - Mister Beck LLC / Business Entity For Tax/Investment Purposes Only / Non Inv. Related / Salem, UT / Start date 07/29/2024 - 2) 08/2024 - Happier Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3) 08/2024 - Pillow Cube / Business Owner / Non Inv. Related / LINDON, , UTAH / Start date 06/07/2021 - 5 Hrs per month - 1 % Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-04
• S63 Uniform Securities Agent State Law Examination
  2006-10-24

Designations

• Certified Financial Planner