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Dareth Ann Mcalpin

Commonwealth Financial Network

Iowa City, IA

CRD 6173507

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
IA RA APPROVED 2015-03-10
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • IA RA
    APPROVED
    Since 2015-03-10

Branch Locations

2346 Mormon Trek Blvd., Iowa City, IA 52246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uiccu Investment Services Iowa City IA 01/2016 04/2019
Commonwealth Financial Network Waltham MA 01/2016 Present
United Iowa Financial Iowa City IA 04/2019 Present
  • 01/2016 → 04/2019
    Uiccu Investment Services
    Iowa City, IA
  • 01/2016 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 04/2019 → Present
    United Iowa Financial
    Iowa City, IA
Other Businesses

Fixed insurance sales, as an Agent, under the name United Iowa Financial; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-09
S63 Uniform Securities Agent State Law Examination 2014-06-23
  • S65 Uniform Investment Adviser Law Examination
    2015-03-09
  • S63 Uniform Securities Agent State Law Examination
    2014-06-23
Other Names
  • Dareth Ann Pullen

View on SEC IAPD

Nearby Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

ANTHONY HEINZ LUNECKAS
Alexander Lee Zipse
RILEY ELIZABETH GARDAM LARSON

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Iowa City, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Iowa City, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Iowa City, IA

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