Javier Tafoya

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 06/2020
  Axa Advisors
  New York, NY
• 01/2014 → 06/2022
  Equitable Advisors, Llc
  New York, NY
• 08/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2014-07-29 → 2022-06-22
  Equitable Advisors, Llc
  Thornton, CO
  Lakewood, CO
  Lakewood, CO

Other Businesses

1) RENTAL PROPERTY, THORNTON CO, 08/2022, OWNER/MANAGER, RENTAL PROPERTY, NIR, 1 HR/MO 0 HR TRADING 2) MILE HIGH 360, 1265 MARIPOSA STREET DENVER CO, 08/2022, BOARD MEMBER, NIR, 4 HR/MO 0 HR TRADING 3) THE DOREEN KATZ MEMORIAL CANCER FOUNDATION, 16748 EAST SMOKY HILL ROAD SUITE 9C PMB 203 CENTENNIAL CO, 08/2022, BOARD MEMBER, NIR, 1 HR/MO 0 HR/MO TRADING 4) ALPFA DENVER CHAPTER, 1717 W 6TH ST STE 410 AUSTIN TX 78703, 08/2022, BOARD MEMBER, NIR, 10 HR/MO 0 HR/MO TRADING 5) NATIONAL GENERAL HEALTH INSURANCE BUISNESS, 730 17TH STREET SUITE 830 DENVER CO, 08/2022, INSURANCE AGENT, INV REL, 1 HR/MO 0 HR/MO TRADING 6) JAVIER TAFOYA, 730 17TH STREET SUITE 830 DENVER CO 80202, 10/2022, INSURANCE AGENT, INV REL, 25 HR/MO 12 HR/MO TRADING 7) AXIOM WEALTH ALLIANCE LLC, 730 17TH STREET SUITE 380 DENVER CO 80229, 11/2022, OWNER, MARKETING, INV REL, 160 HR/MO 160 HR/MO TRADING 8) CIRA, Fairfield IA 52556, 09/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV-REL, 160 HO/MO - 120 HR/MO Trading. 9) JAVIER TAFOYA, 730 17TH STREET SUITE 830 DENVER CO 80202, 03/2023, CONSULTANT, COLLEGE PLANNING, NIR, 10 HR/MO 0 HR/MO TRADING 10) SEVENTEENTH STREET PARTNERS, 730 17th Street, Suite 830, Denver CO 80202, United States, 11/01/2024, Owner, Real Estate, NIR, 1/MO - 0/Trading 11) LATINO CULTURAL ARTS CENTER, 1420 Ogden Street, Denver CO 80218, United States, 08/01/2025, Treasurer, Volunteer, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2014-07-25