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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 06/2026 | Present |
| Cetera Investment Advisors Llc | New York | NY | 06/2026 | Present |
| Foresters Financial Services | New York | NY | 07/2014 | 06/2019 |
| Foresters Advisory Services | New York | NY | 12/2018 | 06/2019 |
| First Republic Securities Company, Llc | New York | NY | 09/2019 | 10/2023 |
| First Republic Investment Management, Inc | New York | NY | 09/2019 | 09/2023 |
| Foresters Financial | New York | NY | 06/2019 | 08/2019 |
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | 01/2025 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 10/2023 | 01/2025 |
| Unemployed | Scarsdale | NY | 01/2025 | 08/2025 |
| Cnr Securities, Llc | New York | NY | 08/2025 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-20 |
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