Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-05 |
| IL | RA | APPROVED | 2025-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Derivatives Markets Inc. | Minnetonka | MN | 10/2004 | 06/2017 |
| Akuna Capital Llc | Chicago | IL | 09/2017 | 10/2018 |
| Pnt Financial | Chicago | IL | 12/2018 | 01/2025 |
| Cetera Advisors Llc | St Cloud | MN | 05/2025 | Present |
| Unemployed | Chicago | IL | 06/2017 | 09/2017 |
| Unemployed | Chicago | IL | 01/2025 | 05/2025 |
| Cetera Investment Advisers | Schaumburg | IL | 05/2025 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2025; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: NORTH SHORE ICE ARENA LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NORTHBROOK, IL 60062; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SIT ON A BOARD WITH FIVE OTHER REPRESENTATIVES FROM 2 LOCAL NON-PROFIT HOCKEY CLUBS THAT CO-OWN THE RINK AND MAKE DECISIONS; 3. NAME OF OTHER BUSINESS: THE ASSOCIATES GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 50; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PROFESSIONAL;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-05-19 |
| S65 | Uniform Investment Adviser Law Examination | 2025-02-12 |
Reach out to this advisor