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Julian Lincoln Van Ostrand

Northern Trust Securities, Inc.

Skokie, IL

Winnetka, IL

Chicago, IL

CRD 4262042

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Employer firm

Northern Trust Securities, Inc. CRD 7927

$1.66B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-02-05
  • IL RA
    APPROVED
    Since 2015-02-05

Branch Locations

Skokie, IL • United States

62 Green Bay Road, Winnetka, IL 60093 • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities, Inc. Winnetka IL 06/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-02
S63 Uniform Securities Agent State Law Examination 2005-09-26
  • S66 Uniform Combined State Law Examination
    2015-02-02
  • S63 Uniform Securities Agent State Law Examination
    2005-09-26
Other Names
  • Julian L Van Ostrand

View on SEC IAPD

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