Alan Richard Nadolna

Current Employers

Employment History

• 08/2015 → 10/2021
  Lpl Financial, Llc
  Kenilworth, IL
• 09/2015 → 04/2018
  Alchemy Advisors, Llc D/B/A The Associates Group
  Kenilworth, IL
• 05/2018 → 10/2021
  Highpoint Advisor Group, Llc D/B/A The Associates Group
  Kenilworth, IL
• 10/2021 → 05/2025
  Lasalle St. Securities, Llc
  Elmhurst, IL
• 10/2021 → 05/2025
  Lasalle St. Investment Advisors, Llc
  Elmhurst, IL
• 01/2015 → Present
  Flat Iron K, Llc
  Kenilworth, IL
• 05/2025 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 05/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2025 → Present
  The Associates Group
  Kenilworth, IL

Previous Registrations

• 2021-10-25 → 2025-05-01
  Lasalle St. Investment Advisors, L.L.C.
  Elmhurst, IL
  Kenilworth, IL
• 2018-05-18 → 2021-11-19
  Highpoint Planning Partners
  Kenilworth, IL
  Downers Grove, IL
• 2021-11-01 → 2021-11-11
  Highpoint Planning Partners
  Kenilworth, IL
  Downers Grove, IL
• 2015-09-25 → 2018-03-28
  Tsfg, Llc
  Kenilworth, IL
  Lake Forest, IL
• 2003-11-12 → 2015-08-28
  Correll Co. Investment Services Corp.
  Hickory Hills, IL
  Hickory Hills, IL
• 2015-08-27 → 2015-08-27
  Lpl Financial Llc
  Kenilworth, IL
  Oak Brook, IL
  Kenilworth, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/1973 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: KEYSTONE ALLIANCE INVESTMENT RELATED: NO ADDRESS: 1925 N. CLYBOURN AVE, CHICAGO, IL 60614 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 4/2009 POSITION/TITLE/RELATIONSHIP: BOARD PRESIDENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OVERSEES BOARD MEETINGS; 3. NAME OF OTHER BUSINESS: FLAT IRON K, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 1/2015 POSITION/TITLE/RELATIONSHIP: PARTIAL OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PART OWNER OF OFFICE BUILDING; 4. NAME OF OTHER BUSINESS: NOTARY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY SERVICES START DATE: 1/2055 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES; 5. NAME OF OTHER BUSINESS: THE ASSOCIATES GROUP, INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE INSURANCE AND HEALTH INSURANCE START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER, APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: W BRIEF DESCRIPTION OF DUTIES: HEALTH INSURANCE; 6. NAME OF OTHER BUSINESS: THE ASSOCIATES GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/1987, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-11
• S63 Uniform Securities Agent State Law Examination
  1991-11-26

Designations