Grace Anne Wingerter

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-06-13
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2014-02-10

FL RA
APPROVED

Since 2023-06-13
NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2014-02-10

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Fair Haven, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	New York	NY	03/2013	Present

03/2013 → Present

Ubs Financial Services

New York, NY

Other Businesses

Lavallette Yacht Club / 124 Swan Point RdLavalletteNNJ08735 / Sailing club / Sport & Leisure Facilities / Member of a committee with management / supervisor functions / Finance comittee, lending my thoughts and opinions, light bookkeeping / 10/1/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-10

S66 Uniform Combined State Law Examination

2014-02-10

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

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