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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-19 |
| NC | RA | APPROVED | 2006-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 02/2006 | Present |
| Bank Of America,N.A. | Raleigh | NC | 06/2011 | 12/2018 |
| Bank Of America, N.A. | Raleigh | NC | 01/2019 | Present |
I*106424 For profit or not for profit: Non-Profit Organization Name of outside business organization: SAFEchild Investment related: Y Address of business: Raleigh, North Carolina 27603 Nature of business: Charitable Organization Position, title, association: Committee Member Start date of relationship: 8/31/2016 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: SAFEchild is a child advocacy and child abuse prevention non-profit organization. As a committee member of the Foundation, we are responsible for reviewing the Financials & ensuring the funds are managed prudently by the advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-24 |
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