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Seth Clinton Penney

Commonwealth Financial Network

Iowa City, IA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
IA RA APPROVED 2014-02-03
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • IA RA
    APPROVED
    Since 2014-02-03

Branch Locations

2346 Mormon Trek Blvd., Iowa City, IA 52246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Iowa Community Credit Union Iowa City IA 02/2013 Present
Commonwealth Financial Network San Diego CA 02/2014 Present
Previous Registrations
Other Businesses

Fixed insurance sales, as an Agent, under the name United Iowa Financial; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-18
  • S66 Uniform Combined State Law Examination
    2013-11-18

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Iowa City, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Iowa City, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Iowa City, IA
LPL FINANCIAL LLC · IOWA CITY, IA
EDWARD JONES · IOWA CITY, IA
AMERIPRISE FINANCIAL SERVICES, LLC · IOWA CITY, IA
AMERIPRISE FINANCIAL SERVICES, LLC · IOWA CITY, IA
NATIONS FINANCIAL GROUP, INC. · IOWA CITY, IA

More in Iowa City, IA

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