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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-05 |
| TX | RA | APPROVED | 2025-11-04 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prisco Communications, Inc. | Jacksonville | FL | 01/2006 | 11/2017 |
| Deutsche Am Distributors, Inc. | Jacksonville | FL | 11/2016 | 02/2018 |
| Deutsche Bank Through Capital Staffing | Jacksonville | FL | 11/2015 | 10/2016 |
| Cetera Advisor Networks | El Segundo | CA | 08/2018 | 09/2019 |
| United Capital Financial Advisers, Llc | Ft. Lauderdale | FL | 05/2018 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 01/2020 | 02/2024 |
| Unemployed | Fort Lauderdale | FL | 09/2019 | 01/2020 |
| Lido Advisors, Llc | Boca Raton | FL | 03/2024 | 03/2024 |
| Morgan Stanley | Fort Lauderdale | FL | 07/2024 | 08/2025 |
| Unemployed | Fort Lauderdale | FL | 03/2024 | 07/2024 |
| Northern Trust | Fort Lauderdale | FL | 09/2025 | 10/2025 |
| Northern Trust Securities | Fort Lauderdale | FL | 09/2025 | 10/2025 |
| Morgan Stanley | Fort Lauderdale | FL | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-01 |
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