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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-24 |
| MD | RA | APPROVED | 2022-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors. Llc | Alexandria | VA | 02/2013 | 11/2016 |
| Wells Fargo Bank Na | Alexandria | VA | 01/2010 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Alexandria | VA | 11/2016 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frederick | MD | 08/2022 | Present |
| Bank Of America N.A. | Frederick | MD | 10/2022 | Present |
I*, Entity Type, Name of OBA: Rental Property 1 Address: Alexandria, Virginia, 22309 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 01-Dec-2012 No Hours: 12 yearly No Hours during trading: 0 Duties: I*, Entity Type, Name of OBA: Rental Property 2 Address: Fort Washington, Maryland, 20744 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 01-Nov-2014 No Hours: 12 yearly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-16 |
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