Vincent John Lumia

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 07/2017
  Morgan Stanley
  New York, NY
• 05/2014 → 07/2017
  Morgan Stanley & Co. Llc
  New York, NY
• 07/2017 → Present
  Morgan Stanley Smith Barney Llc
  Purchase, NY

Other Businesses

Lumia Consulting Inc.; Investment related; FREEPORT, NEW YORK; Rental; Landlord; 03/2017; During business hours: 0, After business hours: 0 * 392724 - Kaboom; Investment related - No; Washington, District of Columbia; Charitable, Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Apr 2020; During business hours: 0; After business hours: 2; Administrative, Investment Decisions/Advice, Business Development/Growth *530907 - Estate Administration; Not Investment-related; Staten Island, NY; Fiduciary; 11/15/2022; 0 hours per month; 0 hours during business hours; Trust Protector. *634829- VMG North America; Investment related: Yes; cold spring harbor, New York; exclusively set up for personal trust & estate purposes; Officer (proprietor, partner, officer, director, employee, trustee, agent); 12/2024; During business hours: 0.5; After business hours: 1.5; Investment Decisions/Advice

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-18
• S63 Uniform Securities Agent State Law Examination
  1999-01-19

Other Names

• Vince Lumia