Jacquelyn Joanne Notermann

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Rochester, MN
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Rochester, MN

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Rochester, MN
• 2014-02-27 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Rochester, MN

Other Businesses

1. ADVANCED FINANCIAL CONSULTANTS POSITION: research & support NATURE: DBA for securities business INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2014 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: 401k research, AMP/WMP models, etc 2. BIGLER FINANCIAL SERVICES POSITION: Registered Admin NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2014 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: 401k research, AMP/WMP models, etc.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-05

Other Names

• Jacquelyn Joanne Schwanke
• Jacquelyn Joanne Schwanke Notermann