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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Rochester | MN | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Rochester | MN | 11/2018 | Present |
1. ADVANCED FINANCIAL CONSULTANTS POSITION: research & support NATURE: DBA for securities business INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2014 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: 401k research, AMP/WMP models, etc 2. BIGLER FINANCIAL SERVICES POSITION: Registered Admin NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2014 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: 401k research, AMP/WMP models, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-05 |
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