Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-31 |
| TX | RA | APPROVED | 2023-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Boulder | CO | 05/2011 | 01/2021 |
| Wells Fargo Clearing Services, Llc | Boulder | CO | 02/2013 | 01/2021 |
| Jpmorgan Chase Bank, N.A. | Boulder | CO | 02/2021 | 09/2021 |
| J.P. Morgan Securities Llc | Boulder | CO | 02/2021 | 09/2021 |
| Iwp Wealth - Private Client Advisors, Llc | Denver | CO | 09/2021 | 03/2023 |
| Moneta Group Investment Advisors, Llc | Denver | CO | 03/2023 | 07/2023 |
| J.P. Morgan Securities Llc | Boulder | CO | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Boulder | CO | 08/2023 | Present |
| Iwp Wealth Private Client Advisors | Denver | CO | 09/2021 | 12/2022 |
| Moneta Group Llc | Denver | CO | 03/2023 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-17 |
Reach out to this advisor