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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-02 |
| CA | RA | APPROVED | 2015-05-07 |
Branch Locations
701 W 18Th Street, Antioch, CA 94509 • United States
5123 Lone Tree Way, Antioch, CA 94531 • United States
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
Danville, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Walnut Creek | CA | 08/2014 | Present |
| Mml Investors Services Llc | Walnut Creek | CA | 09/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-18 |
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